Financial Services Regulation

Financial services regulation seeks to promote growth and innovation, while protecting businesses and consumers through compliance and risk management standards. We can help you navigate this complex and evolving regulatory landscape, putting you in a position to grasp opportunities and develop a strong and dynamic compliance culture.

We are committed to assisting our clients with regulatory compliance, risk management, enforcement and transactions. Our team has deep knowledge of financial services regulatory systems, including UK and EU frameworks. We constantly analyse the global markets and engage with regulators to help shape regulatory standards and enable clients to stay ahead of developments.

Whether you operate in insurance and reinsurance, derivatives and commodity trading, or in banking and investment services, we can assist you with a range of regulatory priorities. From financial services authorisation to variations of permission and business transfer schemes, we have the experience and practical understanding to give you a commercial advantage.

We support all aspects of a financial services organisation, including advice on new products and business lines, outsourcings, intermediary appointments, restructurings, acquisitions and disposals, and joint ventures. Our financial services lawyers can assist you with handling client monies, business activity conduct and developing compliance programmes and training materials.

Fully integrated into the local and international regulatory markets, our team operates across Europe, the Middle East, Asia Pacific and the Americas.